Regulatory Disclosures for CCBI Global Markets (UK) Limited

 

1. CRR Part 8 and FCA Disclosures

CCBIUK CRR Part 8 Disclosure 311219.pdf File

 

2. EMIR Disclosures

In accordance with Articles 38(1) and 39(7) of the European Market Infrastructure Regulation (EMIR), CCBI Global Markets (UK) Limited is required to publicly disclose the levels of protection and the costs associated with the different levels of segregation that we provide as well as our prices and fees associated with each service provided. The documents below provide this disclosure.

(a) Clearing Member Disclosure Document (July 2019).pdf File

This document has been produced by the Futures and Options Association (FOA), now FIA Europe, and the International Swaps and Derivatives Association, Inc. (ISDA)

(b)EMIR Disclosure of Prices and Fees (July 2020).pdf

 

3. Legal and Regulatory

CCBIM MiFID II RTS 28 Reporting 2019.xlsx File

CCBIM MiFID II RTS 28 Reporting - Top 5 execution venues Table 2018 Article 3.pdf File

CCBIM MiFID II RTS 28 Reporting - Top 5 Execution Venues Table 2018 Article 3 (1) and (2).pdf File

CCBI Disclosure Statement for MiFID Business and Futures (November 2019).pdf File

Complaints Handling Policy.pdf File

Conflicts of Interest Policy.pdf File

Order Execution Policy.pdf File

CCBI Website Terms of Use (July 2020).pdf File

Disclosure Annex for OTC Commodity Derivative Transactions (July 2020).pdf File

General Disclosure Statement for OTC Derivatives Transactions (July 2020).pdf File

 

4. Tax Strategy

CCBIUK Tax Strategy.pdf File